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Client Centered


Wealth Management Solutions



We believe that building and preserving your wealth is the primary objective when investing for the future. This requires a careful assessment of your investment goals, followed by a customized solution that considers your unique needs and the changing market environment.

We offer a customized wealth management plan that will help coordinate tax, estate strategies, investment, and financial planning. It is most suitable for those who have financial planning needs that require ongoing review, recommendation, and coordination. It offers value added face-to-face meetings to assure that your customized wealth management plan is on track and continues to meet your needs.

Our customized wealth management plan covers the following areas:

  • Retirement Planning
  • Tax Planning Strategies
  • Estate Planning
  • Wealth Transfer Strategies
  • Charitable Giving
  • Business Owner Planning Solutions

Our Offerings

At Universal Capital, we offer a large array of investment products to help you achieve your investment objective.

Client Centered

Our Product Offerings:

  • Bank CD, Structured CD, & Savings Accounts
  • Stocks, Corporate, & Municipal Bonds
  • Mutual Funds, ETFs, & UITs
  • Investment Advisory Accounts
  • Fixed, Indexed, & Variable Annuities
  • Real Estate Investment Trust (REITs)
  • Term Life, Whole Life, & Universal Indexed Life Insurance
  • Alternative Investments & Commodities


How We Do It

Our three step financial planning strategy will help ensure a well thought out and comprehensive wealth management plan.

Discovery

A face-to-face meeting to discuss your current financial situation and determine what you want to accomplish.

Planning & Strategy

Design a customized portfolio based on your financial goals, desires, and risk tolerance. We will discuss all trades and recommendations with you. No surprises.

Annual Review

Update your information, review, and rebalance your portfolio. Make recommendations to go forward.

How We Work

Your wealth management plan will include a comprehensive personal financial website where you can see all your portfolio holdings, including outside accounts.  The website also features a secure vault where you can save documents such as trusts, wills, policies, and more.  

Schedule an Appointment