Broker Check

Prime Advisory Portfolio

A discretionary advisory account that offers a competitive fee structure and modeled portfolios based on your risk tolerance and financial objectives.


An advisory account with
premium features:


Minimum account size: $100,000                                                                                  

Assets under management                   Annual Advisory Fee*

First $500,000                                           0.75%

Next $500,000                                          0.50%

Next $1,000,000 and Plus                        0.25%

The fees are billed quarterly in arrears based on Client’s assets under management (excluding cash and cash equivalents) as of the close of business on the last business day of the previous quarter.

There may be additional fees associated with mutual fund portfolio management and /or ETF internal costs. For more information, please refer to UCWM WRAP FEE PROGRAM BROCHURE and firm ADV that can be obtained by emailing to info@universalcapital.com. All fees are subject to change at any time with advance notice.


Schwab provides administration and related services for the Program. Charles Schwab Investment Advisory, Inc. (“CSIA”), an affiliate of Schwab, provides portfolio management services. Risk tolerance and investment objectives are measured through a questionnaire developed by Charles Schwab & Co, Inc. (“Schwab”) which is completed prior to account opening. To receive a copy of PRIME INTELLIGENT PORTFOLIO Program’s brochure and firm ADV, please email to Info@universalcapital.com.

* .The annual investment advisory fee (“Annual Fee”) for the Prime Intelligent Portfolio is a flat 0.25%. UCWM’s Prime Intelligent Portfolio Program fees are billed quarterly in arrears based on the amount of assets managed as of the close of business on the last business day of the previous quarter (excluding cash and cash equivalents).